-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKW5qiyTkQEhfGy817bfEWQE/B0ZFkB1d5EzaG6ARKPSX2c1vWruAc9dI7zN25GG MmXffUjvzsU2qRkyI8T+BA== 0000912057-02-006494.txt : 20020414 0000912057-02-006494.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-006494 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020215 GROUP MEMBERS: MADISON DEARBORN PARTNERS II, L.P. GROUP MEMBERS: MADISON DEARBORN PARTNERS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TUESDAY MORNING CORP/DE CENTRAL INDEX KEY: 0000878726 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 752398532 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42341 FILM NUMBER: 02550938 BUSINESS ADDRESS: STREET 1: 14621 INWOOD RD CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 2143873562 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MADISON DEARBORN CAPITAL PARTNERS II LP CENTRAL INDEX KEY: 0001135066 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3 FIRST NATIONAL PLAZA STE 3600 CITY: CHICGO STATE: IL ZIP: 80602 BUSINESS PHONE: 3128951200 MAIL ADDRESS: STREET 1: 3 FIRST NATIONAL PLAZA STE 3600 CITY: CHICGO STATE: IL ZIP: 80602 SC 13G 1 a2070653zsc13g.txt SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c) AND (d) AND AMENDMENTS THERETO FILE PURSUANT TO RULE 13d-2(b) (Amendment No. _____)* Tuesday Morning Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 899035 50 5 - -------------------------------------------------------------------------------- (CUSIP Number) April 21, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d)
- ------------------------ * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 Pages CUSIP No. ____899035 50 5____ Page 2 of 8 Pages - ------------------------------------------------------------------------------------------------------ (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Madison Dearborn Capital Partners II, L.P. - ------------------------------------------------------------------------------------------------------ (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) /X/ - ------------------------------------------------------------------------------------------------------ (3) Sec Use Only - ------------------------------------------------------------------------------------------------------ (4) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each (5) Sole Voting Power Reporting Person With: -0- ------------------------------------------------- (6) Shared Voting Power 27,963,527 (See Item 4) ------------------------------------------------- (7) Sole Dispositive Power -0- ------------------------------------------------- (8) Shared Dispositive Power 27,963,527 (See Item 4) - ------------------------------------------------------------------------------------------------------ (9) Aggregate Amount Beneficially Owned by Each Reporting Person 27,963,527 (See Item 4) - ------------------------------------------------------------------------------------------------------ (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - ------------------------------------------------------------------------------------------------------ (11) Percent of Class Represented by Amount in Row (9) 70.3% - ------------------------------------------------------------------------------------------------------ (12) Type of Reporting Person (See Instructions) PN - ------------------------------------------------------------------------------------------------------
CUSIP No. ____899035 50 5____ Page 3 of 8 - ------------------------------------------------------------------------------------------------------ (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Madison Dearborn Partners II, L.P. - ------------------------------------------------------------------------------------------------------ (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) /X/ - ------------------------------------------------------------------------------------------------------ (3) Sec Use Only - ------------------------------------------------------------------------------------------------------ (4) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each (5) Sole Voting Power Reporting Person With: -0- ------------------------------------------------- (6) Shared Voting Power 27,963,527 (See Item 4) ------------------------------------------------- (7) Sole Dispositive Power -0- ------------------------------------------------- (8) Shared Dispositive Power 27,963,527 (See Item 4) - ------------------------------------------------------------------------------------------------------ (9) Aggregate Amount Beneficially Owned by Each Reporting Person 27,963,527 (See Item 4) - ------------------------------------------------------------------------------------------------------ (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - ------------------------------------------------------------------------------------------------------ (11) Percent of Class Represented by Amount in Row (9) 70.3% - ------------------------------------------------------------------------------------------------------ (12) Type of Reporting Person (See Instructions) PN - ------------------------------------------------------------------------------------------------------
CUSIP No. ____899035 50 5____ Page 4 of 8 - ------------------------------------------------------------------------------------------------------ (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Madison Dearborn Partners, Inc. - ------------------------------------------------------------------------------------------------------ (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) /X/ - ------------------------------------------------------------------------------------------------------ (3) Sec Use Only - ------------------------------------------------------------------------------------------------------ (4) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------------------------------ Number of Shares Beneficially Owned by Each (5) Sole Voting Power Reporting Person With: -0- ------------------------------------------------- (6) Shared Voting Power 27,963,527 (See Item 4) ------------------------------------------------- (7) Sole Dispositive Power -0- ------------------------------------------------- (8) Shared Dispositive Power 27,963,527 (See Item 4) - ------------------------------------------------------------------------------------------------------ (9) Aggregate Amount Beneficially Owned by Each Reporting Person 27,963,527 (See Item 4) - ------------------------------------------------------------------------------------------------------ (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - ------------------------------------------------------------------------------------------------------ (11) Percent of Class Represented by Amount in Row (9) 70.3% - ------------------------------------------------------------------------------------------------------ (12) Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------------------------------
ITEM 1. (a) Name of Issuer Tuesday Morning Corporation --------------------------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices 14621 Inwood Road Addison, Texas 75001 ---------------------------------------------------------------------------------
ITEM 2. (a) Name of Person Filing This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13-d(1)(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Act: Madison Dearborn Capital Partners II, L.P., Madison Dearborn Partners II, L.P., Madison Dearborn Partners, Inc., or collectively, the "Reporting Persons." The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as EXHIBIT A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. The Reporting Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Act. Pursuant to Rule 13d-4 of the Act, the Reporting Persons expressly declare that the filing of this statement shall not be construed as an admission that any such person is, for the purposes of Section 13(d) and/or Section 13(g) of the Act or otherwise, the beneficial owner of any securities covered by this statement held by any other person. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Schedule 13G. --------------------------------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence The address of the principal business office of each of the Reporting Persons is Three First National Plaza, Suite 3800, Chicago, Illinois 60602. --------------------------------------------------------------------------------- (c) Citizenship Each of the Reporting Persons is an entity organized under the laws of the State of Delaware. --------------------------------------------------------------------------------- (d) Title of Class of Securities Common Stock, par value $0.01 per share --------------------------------------------------------------------------------- (e) CUSIP Number 899035 50 5 ---------------------------------------------------------------------------------
Page 5 of 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(b) OR 13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act of 1940 (e) / / Investment Adviser in accordance with Section 240.13d-1(b)(1)(ii)(E) (f) / / Employee Benefit Plan or Endowment Fund in accordance with Section 240.13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G) (h) / / Savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (i) / / Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (j) / / Group, in accordance with Section 230.13d-1(b)(1)(ii)(J)
This Schedule is not being filed pursuant to Rule 13d-1(b) or Rule 13d-2(b) or (c) and, therefore, none of the above are applicable. ITEM 4. OWNERSHIP (a) Amount beneficially owned: Madison Dearborn Capital Partners II, L.P. ("MDCP II") directly owns 27,963,527 shares of Common Stock of the Company. Thus, MDCP II beneficially owns 27,963,527 shares of Common Stock of the Issuer. MDCP II is managed by its general partner, Madison Dearborn Partners II, L.P. ("MDP II"). Dispositive and voting power of securities owned by MDCP II is shared at MDP II by an advisory committee of limited partners of MDP II and by the general partner of MDP II, Madison Dearborn Partners, Inc. ("MDP INC."). For purposes of Rule 13d-3 of the Act, MDP II and MDP Inc. may be deemed to have shared voting and dispositive power with respect to the 27,963,527 shares of Common Stock of the Issuer beneficially owned by MDCP II. The Reporting Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Act. Pursuant to Rule 13d-4 of the Act, the Reporting Persons expressly declare that the filing of this statement shall not be construed as an admission that any such person is, for the purposes of Section 13(d) and/or Section 13(g) of the Act or otherwise, the beneficial owner of any securities covered by this statement held by any other person. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Schedule 13G. ------------------------------------------------------------------------
Page 6 of 8 (b) Percent of class: 70.3%. All ownership percentages of the securities reported herein are based upon 39,747,353 shares of Common Stock outstanding as of October 31, 2001, as disclosed in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2001, for the fiscal quarter ended September 30, 2001. ------------------------------------------------------------------------ (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote -0- ------------------------------------------------------------------------ (ii) Shared power to vote or to direct the vote 27,963,527 ------------------------------------------------------------------------ (iii) Sole power to dispose or to direct the disposition of -0- ------------------------------------------------------------------------ (iv) Shared power to dispose or to direct the disposition of 27,963,527 ------------------------------------------------------------------------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON See response to Item 4. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10. CERTIFICATIONS: Not applicable. Page 7 of 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2002 MADISON DEARBORN CAPITAL PARTNERS II, L.P. By: Madison Dearborn Partners II, L.P. Its: General Partner By: Madison Dearborn Partners, Inc. Its: General Partner By: /s/ BENJAMIN D. CHERESKIN --------------------------------------------- Benjamin D. Chereskin, Managing Director MADISON DEARBORN PARTNERS II, L.P. By: Madison Dearborn Partners, Inc. Its: General Partner By: /s/ BENJAMIN D. CHERESKIN --------------------------------------------- Benjamin D. Chereskin, Managing Director MADISON DEARBORN PARTNERS, INC. By: /s/ BENJAMIN D. CHERESKIN --------------------------------------------- Benjamin D. Chereskin, Managing Director
Page 8 of 8 EXHIBIT A AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G The undersigned hereby agree as follows: (1) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (2) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Date: February 14, 2002 MADISON DEARBORN CAPITAL PARTNERS II, L.P. By: Madison Dearborn Partners II, L.P. Its: General Partner By: Madison Dearborn Partners, Inc. Its: General Partner By: /s/ BENJAMIN D. CHERESKIN --------------------------------------------- Benjamin D. Chereskin, Managing Director MADISON DEARBORN PARTNERS II, L.P. By: Madison Dearborn Partners, Inc. Its: General Partner By: /s/ BENJAMIN D. CHERESKIN --------------------------------------------- Benjamin D. Chereskin, Managing Director MADISON DEARBORN PARTNERS, INC. By: /s/ BENJAMIN D. CHERESKIN --------------------------------------------- Benjamin D. Chereskin, Managing Director
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